Cftc no action 14-112

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WebMar 18, 2016 · On March 16, 2016, the U.S. Commodity Futures Trading Commission (“CFTC”) unanimously voted to approve a final amendment (the “Amendment”) to the trade option exemption for the benefit of commercial end users of commodity trade options that are not swap dealers (“SD”) or major swap participants (“MSP”) (referred to hereafter as … Web11 rows · Commodity Futures Trading Commission CFTC

CFTC Provides Exemptive Relief for Commodity Pool Operators …

Web7 hours ago · The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (PRA), Federal agencies are required to publish notice in the Federal... WebPage 8 of 14 3.2 Volume threshold account identification The Exchange will require the information below for identification of a Volume Threshold Account. The manner and format in which the identifying information should be submitted is the same as a CFTC Form 102B. Any no-action relief granted by the CFTC for a specific bionext lab mersch

RE: REQUEST FOR NO-ACTION LETTER REGARDING THE …

WebNov 13, 2024 · The overarching goal of the CFTC’s proposal is to simplify and modernize those regulations by codifying (and, in certain respects, expanding upon) relief in long-standing CFTC staff advisories and no-action letters. 2 Registration Exemption for CPOs Operating in Multiple Jurisdictions Web1 day ago · A series of civil unrest incidents began in France on 19 January 2024, organised by opponents of the pension reform bill proposed by the Borne government, which would increase the retirement age from 62 to 64 years old. The strikes have led to widespread disruption, including garbage piling up in the streets and public transport cancellations. In … Web1 See CFTC Letter No. 14-112 (Sept. 8, 2014). 2 See CFTC Letter No. 13-51 (Sept. 5, 2013). ... notes that the relief provided under the Letter will expire upon future rulemaking or other CFTC action relating to the underlying subject matter thereof. We will continue to monitor and report on developments in this area. *** Authors: bionext steinfort

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CFTC Issues No-Action Letter for CPOs of Certain Commodity …

Webswap regulatory requirements under the CEA and CFTC regulations, including the uncleared swap margin requirements, for “Qualifying Amendments” 1 (such requirements, the “IBOR No-Action Letter Covered Requirements”) to facilitate an orderly transition from IBORs to alternative benchmarks (the “IBOR No-Action Letter”). This relief ... Web1 See CFTC Letter No. 14-112 (Sept. 8, 2014). 2 See CFTC Letter No. 13-51 (Sept. 5, 2013). 3 Thus, this relief may not be available where the CPO of the Trading Subsidiary … bionex testsWeb11 rows · About the CFTC The Commission Chairman & Commissioners CFTC … daily tracking polls for president

"WebJan 30, 2014 · On January 22, 2014, the CFTC issued its second trade execution mandate in response to a MAT determination submitted by trueEX, LLC (trueEX) for certain IRS that must be executed on a CFTC-registered SEF or DCM as of February 21, 2014 (see IRS That Must Be Exchange Traded As of February 21, 2014 ). " - Cftc no action 14-112

Cftc no action 14-112

Requestor Beware: CFTC Changes No-Action Publication Policy

WebDescription. No-action letter permitting, subject to certain conditions, commodity pool operators of certain commodity pools that are non-registered investment companies … WebSee CFTC No-Action Letter 13-45 Corrected (July 11, 2013). 6 For purposes of this letter, the terms “guarantee” and ‘‘guaranteed affiliate’’ have the same meaning as in the Exemptive Order. See 78 FR at 43794. 7 For purposes of this letter, the term “conduit affiliate” has the same meaning as in the Guidance. See 78 FR at 45358-59.

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WebOct 24, 2014 · In CFTC Staff Letter 14-112, DSIO provided no-action relief that will allow the CPO of a “Parent Pool” to consolidate the financial statements of a wholly owned trading subsidiary into the... [email protected] CFTC Letter No. 14-116 Exemption September 9, 2014 Division of Swap Dealer and Intermediary Oversight RE: Exemptive Relief from Provisions in Regulations …

WebJan 17, 2024 · In order to provide relief consistent with the SEC exclusion from registration of family offices under the Advisers Act, the CFTC issued No-Action Letters 12-37 8 and 14-143 9 in 2012 and... WebJul 20, 2024 · The ARRC appreciates (i) the DCR’s issuance of CFTC Letter No. 19-28 (DCR No-Action Letter), which provided relief from the mandatory clearing requirement. 1. for legacy interest rate swaps modified as part of the industry transition from certain IBORs ... No-Action Letter to address industry developments. One of these requests for DCR—

WebIn considering the disciplinary action, each board is governed by sections 12-20-202 (5) and 24-5-101. ... (1.5) added, (HB 20-1206), ch. 304, p. 1530, § 15, effective July 14. Editor's … Web7 CFTC No -Action Letter No. 14 112 (Sept. 8, 2014). DSIO previously adopted similar relief for a registered investment company and its controlled ... See CFTC No-Action Letter No. 13-51 (Sept. 5, 2013). 8 Letter 14-112 states that if the Parent Pool and Trading Subsidiary are subject to different annual report requirements, then the ...

WebSep 22, 2024 · CFTC Rule 4.7(b)(2) places a reporting requirement on a CPO that relies on such rule to distribute quarterly account statements to commodity pool participants within …

WebNov 1, 2014 · The Division states that it recognizes that Letter 14-126 will eliminate the need for many, but not all, Delegating CPOs to apply for individualized no-action relief, and … bionex home testWebOct 21, 2014 · On October 15, 2014, the CFTC released CFTC No-action Letter 14-126(No-Action 14-126), providing relief from the requirement to register as a CPO under CEA … bio_new_file failed sslWebJan 10, 2013 · In CFTC Letter No. 12-68, DSIO granted no-action relief to entities that are required to register as CPOs or CTAs as a result of the rescission of CFTC Regulation … bionex pcr testWebDec 19, 2024 · Thereafter, the CFTC staff issued two no-action letters, Letter Nos. 12-37 4 and 14-143 5 (the “Family Office Letters”), providing relief from registration as a CPO … bionex now testsWebThe CFTC also issued two SEF-related no-action extensions, an amended order, and an order of registration. On November 18, 2024, the CFTC approved a final rule on the execution of package transactions and the resolution of error trades on swap execution facilities (SEFs). daily tracking polls gallupWebJan 10, 2013 · DSIO has taken a no-action position with respect to such entities so long as the appropriate registration application was filed with NFA prior to December 31, 2012, and the entity makes a... bionex test kitWebOn September 8, 2014, the Commodity Futures Trading Commission (CFTC) issued No-Action Letter 14-112, which provides relief from certain reporting obligations under Part … dailytradingpit twitter